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State Variable Filters


Copyright © 2012 - Rod Elliott (ESP)
Page Published 10 December 2012
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Contents - Section 1
Introduction

One of the filter topologies I have mentioned in passing in other articles is the state-variable. This is one of the most versatile filter types available, but is often overlooked because it requires 3 opamps and must always be driven from a low impedance. Neither of these things is a challenge (most filters require a low impedance source anyway), and there is often no better solution to a filter problem than a state-variable type. It is derived from a two-integrator biquadratic topology (commonly referred to as a biquad), but has significant advantages. Not the least of these is the fact that the high and low pass signals are both available (a biquad provides lowpass & bandpass only) and at the same level. The bandpass output is also available, but its level depends on the filter Q.

State-variable filters can also produce a notch response, by adding the high and low pass signals together without an inverter. Because they are 180° out of phase all frequencies, the two signals cancel when their relative amplitudes are identical. Complete cancellation can only occur when both signals are present in exactly equal measure, so either side of the centre frequency the signal approaches the full level as you move further away from the notch frequency. With a Q of 0.707 (Butterworth alignment), the attenuation of the second harmonic is 3dB, but using a higher Q can reduce this. As with any notch filter there are limits, and ultimately frequency (and circuit) stability are the limiting factors.

While it looks a little daunting at first, the circuit is actually quite straightforward. The first stage is used to add and subtract signals that are derived from a pair of integrators. There are three simultaneous outputs, low-pass, band-pass and high-pass. Unlike any other filter, the three outputs maintain a fixed phase relationship that remains true even if there are slight errors caused by component tolerances. In particular, the low-pass and high-pass outputs remain 180° out of phase regardless of (some) errors that may cause problems with overall frequency response. A simple inverter puts the two signals in perfect phase with each other.

The state-variable filter has many other unique properties too, so we shall look at them in some actual circuits. Note that these configurations are not the only ones applicable. State-variable filters are often shown quite differently, with input and Q-factor determining resistors in particular connecting to different opamp inputs. Q (quality factor) is also referred to by its inverse - damping, and ...

damping = 1 / Q

It is very important to remember that inputs must always be from a low impedance source for any filter, and the state-variable is no different. Although not shown, all circuits shown below would have the input signal provided from a unity gain buffer or other similar circuit having very low impedance across the audio band.


1.0   Description

The basic building block for a state-variable filter is shown in Figure 1. The first stage is the adder/ subtractor, which sums the outputs from the two integrators that follow. By varying resistor values, we can change the Q (bandwidth), gain and frequency. There are various schemes that are designed to allow at least Q and frequency to be changed at will, without affecting the gain.

This may not seem very profound at the moment, but the usefulness will be shown in further examples. The state-variable filter probably has more variations than any other type. The signal may be applied to either the inverting or non-inverting input of the first stage, the Q and gain can be changed by raising or lowering the values of several different resistors, or the Q can be varied without changing gain at all.


Figure 1 - Basic State-Variable Filter Schematic

U1 is the heart of the filter. It sums the signals returned from the two integrators, and resistor values change the gain and Q of the three outputs simultaneously. It is also the input (which may be on the inverting or non-inverting input for different results). U2 and U3 are the integrators, and R6/ C1 and R7/ C2 set the centre frequency.

To increase Q, reduce R2 (and vice versa) - passband gain is unchanged.
To reduce gain (and increase Q) increase R1

Note - although the passband gain is unaffected when R2 is changed, the gain at the filter's centre frequency is changed. For example, if R2 is reduced to 1k, the bandpass gain is over 11dB, and both high and low pass filters will peak to +11dB before rolloff starts. Well away from the tuning frequency, the high and low pass outputs return to the gain preset by the resistor value selection. You need to be aware of this, because it's very easy to cause clipping with high Q - even at normal (~1V RMS) input levels.

R4 and R5 should always be the same value. If one is increased or reduced, the relative levels of the high and low pass outputs can be changed, but it also affects Q and is not useful. R6 and R7 should also be the same, as should C1 and C2. Rather interestingly, changing R6 or R7 will alter the Q, but not the gain. Doing so also changes the frequency and the relative phase relationships between the two signals. To tune the filter properly, R6 and R7 must be kept equal (or as close as possible).

Provided that R6 = R7 and C1 = C2, the centre frequency is given by ...

1 / ( 2 * π * R * C )

For the values shown, centre frequency is 159Hz. R6 and R7 can be replaced with a dual gang pot, making the filter frequency variable over a wide range. This technique is used in crossover networks and parametric equalisers, and may also be applied to test equipment and anything else that benefits from a smoothly variable filter frequency. Good tracking is an essential requirement for a tuning pot. This generally means that you'll use a linear pot, because they generally have better tracking and linearity than log or antilog pots at the same price-point.

A bandpass filter's Q is defined as the centre frequency (fo) divided by the bandwidth (bw) at the -3dB frequencies. So if the centre frequency is 1kHz, the upper -3dB frequency is 1.66kHz and the lower -3dB frequency is 612Hz, the bandwidth is 1.05kHz. Therefore ...

Q = fo / bw
Q = 1k / 1.05k = 0.952

Conversely, if we know the Q then the bandwidth is given by ...

bw = fo / Q
bw = 1k / 0.952 = 1.05kHz

Note that the state variable filter shown here is a two pole design (second order), and therefore has a rolloff slope of 12dB/ octave. Fourth order filters (24dB/ octave) can also be made, but require a 4-gang pot to allow tuning, and are generally outside the scope of the hobbyist because the pots are too hard to get. The 4th order design is also considerably more complex and will not be covered here. Likewise, I don't intend to discuss a third order state variable (18dB/octave). The biggest problem you will face making anything over second order is the pots - dual gang pots are readily available, but multi-gang units are very hard to get.


Figure 1A - First Order State-Variable Filter Schematic

However, a little known version is the first order state variable filter. This is the simplest of all, and is not often seen or used. I suggested it in the Project 152 Bass Guitar Amp (Part 2) because it's perfect for the job. U2 is the integrator, and tuning is via R5, VR1 and C1. With a 10k pot for VR1, you get a variable frequency from 144Hz (VR1 at maximum) to 1.59kHz (VR1 at minimum). Both high and low pass outputs are available, but there's no band pass output. The filter Q is fixed, and in common with all first order filters the outputs are 90° out of phase.

First order filters are generally of limited value because of the slow rolloff. The Figure 1A circuit is potentially useful because you get high and low pass outputs, and the frequency can be changed with a single pot. You may never see a first order state-variable filter again, but if you ever need one ...


2.0   Active Crossover

If you wish to build a state-variable crossover, see Project 148, which is a complete 2 or 3-way crossover, and PCBs are available for it. I first started using a state-variable filter for an active crossover a long time ago (sometime in the 1970s), having found the filter topology described in a book and thinking "what a good idea - I'll build a crossover with it!" I used the crossover network based on the state-variable filter in my hi-fi for many years, and it found its way into several active crossovers I built for PA systems, and a test amplifier that I use to this day. The article "Biamping - Not Quite Magic, But Close" was inspired by the continued success I had, and that article was the entire contents of my website in 1998 when it was first launched.


Figure 2 - State-Variable Filter Based Crossover Network

The circuit of Figure 2 is very similar to that used in my first crossover networks. I don't recall what opamps I used originally, but the TL072 is generally well suited to the state-variable topology. Just about any opamp is suitable, but if bipolar input opamps are used noise may be an issue for the summing amp front end unless circuit impedances are kept low. There is always a balancing act (i.e. compromise) when selecting impedances - low impedance may reduce noise, but can overload the opamp's output leading to increased distortion.

You will notice that the low-frequency output is provided via an inverter. This is because the high and low frequency outputs are 180° out-of-phase, so the inverter restores the correct phase relationship. This is standard with all 12dB/ octave filters - the inverter can be omitted if the low frequency loudspeaker is connected with reverse polarity, but this is not recommended when using an active crossover. The phase response is identical for both high and low pass sections, regardless of tuning resistor mismatches (caused by a poorly tracking pot) or variations in the system Q factor.

As shown, the crossover is continuously variable from 43Hz to 285Hz. Reduce the operating frequency by increasing C1 and C2, or increase it by reducing the cap values. The caps should be selected to be within better than 5% of each other if at all possible. In reality, the crossover is so good that small variations will be completely swamped by loudspeaker driver variations. At low frequencies, room nodes will cause huge variations, and the accuracy of the filters is almost irrelevant. This is not to imply that you can be cavalier and use any old part you like - it's still better to get things right

R2 changes the filter's Q, and with 22k there is a small error (0.26dB dip) when the outputs are summed. The optimum value for a Linkwitz-Riley alignment is 20k, but the error is so small that it is probable that it will never be audible. A traditional Butterworth response (replete with +3dB peak at crossover) is obtained by reducing R2 to 9k.

In case you are wondering, C3 and C4 are there to ensure that the filter has minimum gain at DC. The arrangement shown for the pots gives more range with a smaller value pot, but (without the capacitors) also increases the DC gain of the complete circuit. A small DC offset can be amplified considerably if the caps are omitted. However, with the traditionally low Q of crossover filters and correspondingly low total gain, it is more than likely that C3 and C4 can be omitted (i.e. replaced with a direct connection to ground) with no ill effects.

As noted, it is very important that the input is sourced from a low impedance, such as directly from another opamp. Any series resistance or impedance is added to the effective value of R1, and will change both gain and filter Q. For example, an extra 200 ohms will reduce the gain by 0.5dB and simultaneously cause a 0.5dB peak at the filter's centre frequency because Q is increased.

The frequency response of each output of a state-variable crossover is shown below. I have not included the summed response of the high and low pass sections, because a perfectly straight line is not very interesting. To obtain the straight line, the filter has a Q of 0.5 - Linkwitz-Riley alignment.


Figure 3 - State-Variable Crossover Frequency Response

The green trace is the bandpass output, and it's shown here only for interest's sake - not because it can be used in this configuration. The ultimate rolloff for the filters is 12dB/ octave, and while this is still useful, it's not a good as a 24dB/ octave Linkwitz-Riley crossover. As noted earlier, 24dB/ octave is possible, but the circuit becomes much more complex than a pair of Sallen-Key filters as used in Project 09.

A fourth order state-variable filter requires 5 opamps - one for the input stage as shown above, plus 4 integrators. Compared to the P09 crossover referenced above, this is both expensive and requires significant PCB real estate. While it can be tuned with a pot (unlike Sallen-Key filters), either a 4-gang pot or some means of switching 4 separate resistors is needed [ 1 ]. State variable filters are sometimes also built using VCAs in place of the pots, so you could use a SSM2164 quad VCA chip to control a fourth order filter.

While searching for useful additional material, I even came across a design for a third-order state-variable filter (18dB/ octave). While interesting, I cannot see a practical use for it other than for analogue synthesisers (for which it was designed).


3.0   Parametric Equalisers

One area that is most densely populated by the state-variable filter is the parametric equaliser. These are made by many different manufacturers, and up until fairly recently were analogue. Many modern ones are digital, or are software 'plug-ins' for PC based music editing programs. These equalisers are not to be taken lightly - in the wrong hands they can cause mayhem, because the filter bandwidth can be very narrow, but with a large amount of gain. As a notch filter, this is useful for reducing acoustic feedback (for example), but as a boosted band it can create feedback with ease. Some parametric equalisers allow the bandwidth to be as narrow as 1/6th of an octave or even less.

Parametric equalisers allow the user to apply boost or cut (attenuation), with one or more tunable filters. The filters are based on a state-variable topology, and are usually continuously variable across overlapping frequency ranges. The frequency, boost/ cut and bandwidth (Q) are all independently variable. While this provides great flexibility, it's easy to imagine how an untrained operator could seriously mess up the sound if given the chance. There's a 'golden rule' that applies to parametric EQ - "Cut narrow, boost wide." In other words, only use high Q filters to cut a troublesome frequency, and when applying boost, use a low Q.

The first design shown in Figure 4 is based on an article (original reference long lost) from 1982. It's interesting from an historical viewpoint, but it is a relatively complex circuit and requires two dual-gang pots. Both need to track accurately for good performance.


Figure 4 - Parametric Equaliser #1

The Q (bandwidth) is variable between a maximum of 7.8 (0.18 octave) and a minimum of 0.88 (1.56 octaves), and frequency with the values shown is from 66Hz to 722Hz. Gain remains constant as Q is changed. R11 and R12 can be reduced in value if a higher Q is desired, but Q cannot be less than 0.88 with the values given.

The second version is based on the Urei 545 parametric EQ [ 2 ], but I have made a number of changes. As you can see, it is much simpler than the circuit shown in Figure 4, and uses only one dual-gang pot. Q is now adjusted with a single ganged pot, but it is just as effective as the more complex version and does not change the gain at all.


Figure 5 - Parametric Equaliser #2

The cut and boost control is implemented in the same way as #1, and most parametric EQ systems using this method simply cascade (connect one after another) as many stages as needed. While this inevitably adds noise to the signal, the signal itself will usually be at a reasonably high level so noise is not obtrusive. Sections that are not being used can be switched out of circuit to keep noise to a minimum.

There are other schemes that don't simply connect one stage after the next, but the circuitry is considerably more complex. Other common options are to provide switching to allow 'peaking' (as shown here) or 'shelving', where the output is taken from the low or high pass section instead of the bandpass. When this is done, it is usual for the Q/Bandwidth pot to be disabled, and in some cases the entire filter may be modified by switching to alter the phase response. If this isn't done, the circuit behaviour may not be as expected. In some cases, it may be necessary to use a separate high and low pass shelving equalisation section because the scheme shown cannot accommodate the required response. For those who don't know the term, shelving EQ is similar to that used in conventional tone controls, but in a parametric EQ the frequency is adjustable (see Project 28 'quasi-parametric equaliser' as an example).

As shown in the circuit diagram, the filter's centre frequency range is variable from 24Hz to 160Hz, and the bandwidth is variable from 2.7 octaves to a bit over 1/6th octave (Q of 0.46 - 8.2). Reducing C2 and C3 to 22nF raises the frequency range to 110 - 725Hz.


4.0   Other Uses

As noted above, the state-variable filter makes an excellent notch filter by summing the high and low pass outputs. It is easily tuned, and the Q is adjustable so the width of the notch can be varied. Notch filters are used to remove single frequency tones (such as 50/60Hz hum) from an audio signal, or for distortion measurements. In both cases, it's much easier to start with a broad notch and then make it narrower by increasing the Q once it is properly tuned.

As with any notch filter, there is no theoretical limit to the depth of the attenuation of the tuned frequency. In reality, there will be frequency drifts and component drifts within the notch filter itself that make extreme rejection (more than perhaps 60-70dB) very difficult. A frequency change in either the oscillator or notch filter of only about 1Hz in 1kHz will cause notch depth to be reduced by more than 20dB with a Q of only 1. As Q is increased, the problem gets progressively worse.

Another use is to use the bandpass output, which can allow you to build a manual spectrum analyser [ 3 ]. The likely usefulness of such a device has diminished somewhat because of the ready availability of spectrum analysis software that runs on any PC, but when the referenced article was written (1982) such things didn't exist. No other filter design allows the level of flexibility that you can get from the state-variable design.

One of the other nice things about the state-variable filter is that it can be used anywhere a more 'traditional' Sallen-Key or multiple feedback filter can be used. The demands on the opamps are generally much lower than other topologies, so quite pedestrian opamps will work much better than expected. This is particularly true of the integrators, as they are relatively slow-acting by definition. The first stage may need to be faster than expected if high Q values are used at high frequencies.

Texas Instruments makes a dedicated state-variable filter IC, the UAF42. This has two integrators, the adder/ subtractor first stage opamp and an extra non-committed opamp that can be used as an input buffer, inverter or whatever you might need it for. Unfortunately, it is stupidly expensive so it's much cheaper to use conventional opamps.

Voltage controlled state-variable filters are common in synthesisers, and the way most are configured is to use an operational transconductance amplifier (OTA) in place of the resistors that feed the two integrators. These specialised opamps have an output current that is determined by the input voltage and control current. While I do not propose to cover these in any detail, there are plenty of examples on the Net.

In short, state-variable filters can be used anywhere you might use a traditional Sallen-Key or multiple feedback design, and preferably where the filter slope doesn't need to be greater than 12dB/ octave. High Q (narrow bandwidth) peak and notch filters are available. The bandpass filter has an ultimate rolloff slope of 6dB/ octave, in common with the multiple feedback design. The advantage is that higher Q can be used without having to use very fast opamps - even at relatively high frequencies. This is so because the state-variable design doesn't require the high gain needed by other designs when high Q filters are needed.


Conclusion

As has been described here, the state-variable filter is one of the most versatile filter blocks available. Despite its requirement for more opamps than other filter types, there are many mitigating factors that make it worthwhile. A second order filter is easily tuned simply by varying two resistors, and a reasonably inexpensive dual-gang linear pot is usually able to tune the filters with only minor changes to the signal amplitude or filter Q.

The unique capabilities of this class of filter are not shared by any other - in particular the ability to have high, low and band pass outputs from the same filter, always with the same phase relationship. This even applies if the tuning pot doesn't track very well, although filter Q may be significantly affected if tracking is not accurate.

With the very modest prices for even surprisingly good opamps these days, there is a lot of opportunity for the adventurous electronics enthusiast to experiment with these filters. Just building one and playing with tuning and Q will convince you of the benefits. That's exactly what I did when I first found out about the state-variable topology, and I'm still using my lab amp with its state variable crossovers to this day. Having been built in the late 1970s, that means I've been using it for about 40 years !


References
  1. A Fourth-Order State-Variable Filter For Linkwitz-Riley Crossover Designs - Dennis A Bohn, Rane Corporation
  2. Urei 545 Parametric Equaliser Schematic
  3. Spectrum Analyzer and Equalizer Designs - Ethan Winer
  4. Bandwidth in Octaves Versus Q in Bandpass Filters - Rane Note
  5. Relation between Q factor and bandwidth

 

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Copyright Notice. This article, including but not limited to all text and diagrams, is the intellectual property of Rod Elliott, and is Copyright © 2012, all rights reserved. Reproduction or re-publication by any means whatsoever, whether electronic, mechanical or electro- mechanical, is strictly prohibited under International Copyright laws. The author (Rod Elliott) grants the reader the right to use this information for personal use only, and further allows that one (1) copy may be made for reference. Commercial use is prohibited without express written authorisation from Rod Elliott.
Page created and copyright © 31 Oct 2012./ Updated Dec 2014 - added bandwidth and Q formulae./ Aug 2015 - Added Fig 1A & text.